Senior Compliance Associate
Job Description
Support the Head of Compliance within the compliance function, including day to day responsibilities and project management activities; Assist with development, maintenance and delivery of compliance related materials, including policies and procedures, manuals and training materials against regulatory requirements and best practices. Review and approve marketing materials, ensuring it complies with applicable financial promotion rules. Preparing and maintaining compliance files, reports and records. Support compliance and regulatory projects, including authorisations, transaction monitoring and surveillance. Provide advice and guidance to business and support functions on matters relating to conduct and all compliance areas. Investigating and analyzing automated transaction monitoring alerts. Involvement in regulatory horizon scanning, including interpreting the regulation, scoping and analysis, and implementing new regulation changes. Reviewing new publications from regulators. Support the Head of Compliance within the compliance function, including day to day responsibilities and project management activities; Assist with development, maintenance and delivery of compliance related materials, including policies and procedures, manuals and training materials against regulatory requirements and best practices. Review and approve marketing materials, ensuring it complies with applicable financial promotion rules. Preparing and maintaining compliance files, reports and records. Support compliance and regulatory projects, including authorisations, transaction monitoring and surveillance. Provide advice and guidance to business and support functions on matters relating to conduct and all compliance areas. Investigating and analyzing automated transaction monitoring alerts. Involvement in regulatory horizon scanning, including interpreting the regulation, scoping and analysis, and implementing new regulation changes. Reviewing new publications from regulators. At least 6+ years of compliance experience, preferably in a proprietary trading or crypto-native firm. Strong knowledge of relevant regulations. Experience in relation to proprietary trading, financial services and/or crypto. General knowledge of regulations in other jurisdictions, ideally Singapore and/or US Strong attention to detail and able to prioritize workload to meet tight deadlines. Excellent communication skills, both written and verbal. At least 6+ years of compliance experience, preferably in a proprietary trading or crypto-native firm. Strong knowledge of relevant regulations. Experience in relation to proprietary trading, financial services and/or crypto. General knowledge of regulations in other jurisdictions, ideally Singapore and/or US Strong attention to detail and able to prioritize workload to meet tight deadlines. Excellent communication skills, both written and verbal. Strong interest and curiosity in algorithmic trading and decentralized finance Owner mentality: you focus on protecting the company from compliance risk while being driven by the best for the company in terms of growth and commercial success Proven ability to be both a strategic thinker and excellent at execution and being hands-on; drive to do whatever it takes to get things done Sharing Wintermute culture values: determination/ambition and humility; drive to action, ability to both influence others and listen/ learn from others Like meritocracy and being ready to be judged by what you deliver (vs pedigree or former experience) Have an entrepreneurial mindset vs 9-to-5 mentality; prepared to work non-standard working hours as and if required Like working in the team environment working from our London or Singapore office Strong interest and curiosity in algorithmic trading and decentralized finance Owner mentality: you focus on protecting the company from compliance risk while being driven by the best for the company in terms of growth and commercial success Proven ability to be both a strategic thinker and excellent at execution and being hands-on; drive to do whatever it takes to get things done Sharing Wintermute culture values: determination/ambition and humility; drive to action, ability to both influence others and listen/ learn from others Like meritocracy and being ready to be judged by what you deliver (vs pedigree or former experience) Have an entrepreneurial mindset vs 9-to-5 mentality; prepared to work non-standard working hours as and if required Like working in the team environment working from our London or Singapore office Working at one of the most innovative trading firms globally. Engaging projects offering accelerated responsibilities and ownership compared to traditional finance environments. A vibrant working culture with frequent team meals, holiday celebrations, gaming events, and company-wide outings, including our annual Wintermute weekend getaway. A Wintermute-inspired office in central London and Singapore, featuring an array of amenities such as table tennis and foosball, personalized desk configurations, a cozy team breakout area with games and free food. Great company culture: informal, non-hierarchical, ambitious, highly professional with a startup vibe, collaborative and entrepreneurial. A performance-based compensation with a significant earning potential. Working at one of the most innovative trading firms globally. Engaging projects offering accelerated responsibilities and ownership compared to traditional finance environments. A vibrant working culture with frequent team meals, holiday celebrations, gaming events, and company-wide outings, including our annual Wintermute weekend getaway. A Wintermute-inspired office in central London and Singapore, featuring an array of amenities such as table tennis and foosball, personalized desk configurations, a cozy team breakout area with games and free food. Great company culture: informal, non-hierarchical, ambitious, highly professional with a startup vibe, collaborative and entrepreneurial. A performance-based compensation with a significant earning potential. Although we are unable to accept fully remote candidates, we support significant flexibility in regards to working from home and working hours. Although we are unable to accept fully remote candidates, we support significant flexibility in regards to working from home and working hours. We offer UK work permits and help with relocation. We offer UK work permits and help with relocation. We are able to sponsor an Employment Pass for exceptional candidates however, we do prefer applicants to have a Singapore PR. We are able to sponsor an Employment Pass for exceptional candidates however, we do prefer applicants to have a Singapore PR. Apply Now:
Skills & Requirements
About Wintermute
Wintermute is a decentralized messaging and social media platform that allows users to communicate and connect with each other in a secure and private manner.